Amendments to the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 Statutory Instrument 2022 |
HMT |
Business: Risk and Resilience |
Adrian Hood |
Financial Crime Committee |
Final Response |
14/10/2021 |
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Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes |
IOSCO |
Policy, Strategy and Innovation |
Mark Sherwin |
Investment Funds Committee |
Final Response |
04/09/2023 |
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Benchmarks Regulation: our proposed new powers, policy and decision-making |
FCA |
Business: Risk and Resilience |
Adrian Hood |
Investment Fund Operations Committee |
Final Response |
18/01/2021 |
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Broadening retail access to the long-term asset fund |
FCA |
Policy, Strategy and Innovation |
Imran Razvi |
Investment Funds Committee |
Final Response |
10/10/2022 |
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Call for evidence - Fraud Act 2006 Committee |
House of Commons |
Business: Risk and Resilience |
Adrian Hood |
Financial Crime Committee |
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22/04/2022 |
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Call for Evidence - Short Selling Regulation Review |
HM Treasury |
Investments and Capital Markets |
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Buy-Side Trading Committee |
Final Response |
05/03/2023 |
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Call for evidence on the European Commission mandate regarding the PRIIPs Regulation |
ESAs |
Policy, Strategy and Innovation |
Mark Sherwin |
International & European Policy Committee |
Final Response |
16/12/2021 |
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Call for Evidence: Review of the UK’s AML/CTF regulatory and supervisory regime |
HMT |
Business: Risk and Resilience |
Adrian Hood |
Financial Crime Committee |
Final Response |
14/10/2021 |
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Call for Input: Review of FCA requirements following the introduction of the Consumer Duty |
FCA |
Policy, Strategy and Innovation |
Mandeep Bhandal |
Investment Funds Committee |
Final Response |
31/10/2024 |
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Climate and investment reporting: setting expectations and empowering savers |
DWP |
Investments and Capital Markets |
Imran Razvi |
DC Pensions Committee |
Final Response |
06/01/2022 |
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