| CP24/28 – Operational resilience: Operational incident and outsourcing and third-party reporting |
FCA |
Policy, Strategy and Innovation |
James King |
Operational Resilience Committee |
Final Response |
14/03/2025 |
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| FSB Consultation on NBFI Leverage |
Financial Stability Board |
Policy, Strategy and Innovation |
Peter Capper |
Derivatives Committee |
Final Response |
28/02/2025 |
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| CP24/24 The MiFID Organisational Regulation – Chapter 3 |
|
Stewardship, Risk and Tax |
Adrian Hood |
|
Final Response |
28/02/2025 |
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| DP24/3: Pensions - Adapting our requirements for a changing market |
FCA |
Policy, Strategy and Innovation |
John Allan |
Investment Fund Operations Committee |
Final Response |
27/02/2025 |
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| UK Stewardship Code consultation |
FRC |
Stewardship, Risk and Tax |
Sana Mirza-Awan |
Governance & Stewardship Committee |
Final Response |
19/02/2025 |
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| CP24/29: Private Intermittent Securities and Capital Exchange System: sandbox arrangements |
FCA |
Investments and Capital Markets |
Hugo Gordon |
Private Markets Committee |
Final Response |
17/02/2025 |
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| DP24/2: Improving the UK transaction reporting regime |
FCA |
Investments and Capital Markets |
Alex Chow |
Investment Operations Committee |
Final Response |
14/02/2025 |
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| IOSCO Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes |
IOSCO |
Policy, Strategy and Innovation |
Rachel Ellison |
Fund Liquidity Management WG |
Final Response |
11/02/2025 |
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| UK Green Taxonomy |
HM Treasury |
Investments and Capital Markets |
Paul Scaping |
Sustainability and Responsible Investment Committee |
Final Response |
06/02/2025 |
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| Digital Assets in Scots Private Law Consultation |
Scottish Government |
Policy, Strategy and Innovation |
Shruti Deb |
Legal Committee |
Final Response |
05/02/2025 |
Read more > |
