Proposed amendments to FG17/6- Guidance on the treatment of politically exposed persons (PEPs) |
FCA |
Stewardship, Risk and Tax |
Adrian Hood |
Financial Crime Committee |
Final Response |
18/10/2024 |
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European Commission Targeted Consultation on Macroprudential Policy for Non-Bank Financial Intermediaries (NBFIs) |
European Commission |
Policy, Strategy and Innovation |
Peter Capper |
Investment Funds Committee |
Final Response |
22/11/2024 |
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ESMA Call for Evidence on the UCITS Eligible Assets Directive |
ESMA |
Policy, Strategy and Innovation |
Peter Capper |
Product Development & Regulations Committee |
Final Response |
07/08/2024 |
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CP24/16: The Value for Money Framework |
FCA |
Policy, Strategy and Innovation |
Imran Razvi |
DC Pensions Committee |
Final Response |
17/10/2024 |
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CP24/13: New regime for public offer platforms |
FCA |
Investments and Capital Markets |
Hugo Gordon |
Investment Committee |
Final Response |
18/10/2024 |
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CP24/12: Consultation on the new Public Offers and Admission to Trading Regulations regime (POATRs) |
FCA |
Investments and Capital Markets |
Kenix Lee / Hugo Gordon |
Investment Committee |
Final Response |
18/10/2024 |
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The Bank of England’s approach to innovation in money and payments |
Bank of England |
Policy, Strategy and Innovation |
John Allan |
Technology Forum |
Final Response |
31/10/2024 |
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CP24/11: Quarterly Consultation No. 44 |
FCA |
Policy, Strategy and Innovation |
Rachel Ellison |
Funds Investment Risk Group |
Final Response |
26/08/2024 |
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FCA and PRA's secondary competitiveness and growth objective |
House of Lords Financial Services Regulation Committee |
Corporate Affairs |
Hannah Marwood |
Advocacy Committee |
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29/11/2024 |
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Extending the Sustainability Disclosure Requirements (SDR) regime to Portfolio Management |
FCA |
Investments and Capital Markets |
Carol Thomas |
Sustainability and Responsible Investment Committee |
Final Response |
14/06/2024 |
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